Generates an audit pack covering 14 frameworks.
Primary regulatorsESMA · FCA · BaFin · FinCEN · MAS
Why it matters: MiFID II breach → up to 5M€ or 10% global turnover. MAR breach → up to 15M€ or 15% turnover. GDPR breach → up to 20M€ or 4% turnover.
Not a generic LLM. Specialists with hard-coded domain knowledge.
Product Owner (Neobroker)
Define product requirements for brokerage features: accounts, trading, portfolio.
Brokerage Architect
Design brokerage system architecture: account management, order books, settlement.
Execution Engineer
Build order routing and execution engine with smart order routing (SOR).
Market Data Engineer
Design real-time market data pipelines: quotes, trades, order book.
Risk Engine
Build pre-trade and post-trade risk checks: position limits, margin, exposure.
Portfolio Engine
Build portfolio tracking: positions, PnL, performance attribution.
Compliance Agent
Ensure regulatory compliance: MiFID II, SEC regulations, reporting.
MAR Surveillance Specialist
Detect market abuse: wash trading, spoofing, layering, insider trading.
Corporate Actions Specialist
Process corporate events: dividends, splits, mergers, rights issues, spin-offs.
The integrations the agents know how to wire up.
Proven patterns the agents use to write your code.
FIX Protocol Essentials
Applies when integrating with exchange APIs, prime brokers, or dark pools using the FIX Protocol. FIX 4.4 is the most widely deployed version for equities; FIX 5.0 SP2 with FIXT 1.1 transport is preferred for new builds requiring Transport Independence. FIX Protocol 4.4…
MiFID II Best Execution
Applies when building order execution logic for EU-regulated brokers, including smart order routing, venue selection, and client reporting. Required for any broker serving retail or professional clients under MiFID II jurisdiction. MiFID II Article 27: obligation on investment…
Order Routing Patterns
Applies when implementing order management systems, smart order routing (SOR), and execution infrastructure for equities, derivatives, or crypto trading. Critical for latency-sensitive execution paths. MiFID II RTS 10: organisational requirements for trading venues (order type…
Risk Engine Standards
Applies when designing pre-trade and post-trade risk controls for a broker-dealer or prop trading system. Regulators (MiFID II RTS 6, FINRA Rule 15c3-5) mandate automated risk controls for electronic order submission. MiFID II RTS 6: organisational requirements for firms…
Ship your Neobroker
in 30 minutes.
Free tier — bring your own LLM key. No credit card.